SFC Licences of YAU Chung Wai 丘頌偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lightcone Asset Management Limited 仁博資產管理有限公司 | RO | 9 | 31 October 2017 | |
| Lightcone Asset Management Limited 仁博資產管理有限公司 | RO | 4 | 31 October 2017 | |
| China Glory Securities Company Limited 華彩證券有限公司 | RE | 2 | 04 May 2016 | 23 September 2017 |
| China Glory Securities Company Limited 華彩證券有限公司 | RE | 1 | 04 May 2016 | 23 September 2017 |
| Quintar Capital Limited | RO | 9 | 21 March 2016 | 23 September 2017 |
| China Glory Securities Company Limited 華彩證券有限公司 | RE | 2 | 22 August 2013 | 15 October 2014 |
| China Glory Securities Company Limited 華彩證券有限公司 | RE | 1 | 22 August 2013 | 15 October 2014 |
| KOG Forex Limited 國之匯有限公司 | RE | 3 | 18 February 2013 | 07 August 2015 |
| ZMF Asset Management Limited 中募金融資管有限公司 | RE | 9 | 18 October 2011 | 07 August 2015 |