SFC Licences of KAM Shou Him Thomas 甘守謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kingbridge Capital Asset Management Limited 金拱橋資產管理有限公司 | RO | 9 | 31 October 2023 | 26 March 2024 |
Kingbridge Capital Asset Management Limited 金拱橋資產管理有限公司 | RO | 4 | 31 October 2023 | 26 March 2024 |
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 | RO | 9 | 26 July 2021 | 06 January 2022 |
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 | RO | 4 | 26 July 2021 | 06 January 2022 |
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 | RE | 9 | 20 May 2021 | 26 July 2021 |
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 | RE | 4 | 20 May 2021 | 26 July 2021 |
Cynergy Asset Management Limited | RO | 9 | 28 January 2016 | 30 April 2021 |
Cynergy Asset Management Limited | RO | 4 | 28 January 2016 | 30 April 2021 |
Creative Asset Management Limited 創智資產管理有限公司 | RE | 9 | 11 November 2011 | 12 June 2015 |