SFC Licences of CAO Zuoxuan 曹佐瑄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merit Asset Management Limited 邁睿資產管理有限公司	RO	9	07 September 2023
Merit Asset Management Limited 邁睿資產管理有限公司	RO	4	07 September 2023
Merit Asset Management Limited 邁睿資產管理有限公司	RO	1	07 September 2023
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司	RO	9	03 December 2021	31 August 2023
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司	RO	4	03 December 2021	31 August 2023
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RO	4	18 November 2019	31 August 2021
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RO	9	04 October 2019	31 August 2021
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RE	1	28 October 2013	31 August 2021
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RE	4	28 October 2013	18 November 2019
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RE	9	28 October 2013	04 October 2019
Redford Securities Limited 泓福證券有限公司	RE	1	09 August 2012	16 May 2013
Redford Asset Management Limited 泓福資產管理有限公司	RE	9	26 October 2011	16 May 2013
Redford Asset Management Limited 泓福資產管理有限公司	RE	4	26 October 2011	16 May 2013