SFC Licences of LIU Ningyu 劉凝玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 04 July 2018 | 31 December 2018 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 04 July 2018 | 31 December 2018 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 30 September 2013 | 14 February 2016 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 02 August 2012 | 14 February 2016 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RE | 2 | 25 October 2011 | 01 August 2012 |