SFC Licences of LO Wai Kiu 羅暐喬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 9 | 22 December 2017 | 28 August 2020 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 4 | 22 December 2017 | 28 August 2020 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 1 | 22 December 2017 | 28 August 2020 |
| Mango Financial Limited 芒果金融有限公司 | RE | 1 | 02 September 2015 | 09 December 2017 |
| Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 02 May 2012 | 18 September 2012 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RE | 1 | 07 December 2011 | 30 March 2012 |