SFC Licences of MOON James Roderick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 30 October 2018 | 21 October 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 27 October 2011 | 29 March 2013 |