SFC Licences of CHAN Wai Ming, Jerry 陳偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 17 May 2017 | 30 September 2019 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 17 May 2017 | 30 September 2019 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 10 November 2011 | 11 March 2017 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 10 November 2011 | 11 March 2017 |