SFC Licences of SUM Sze Ching, Alfred 沈時政
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hel Ved Capital Management Limited | RE | 9 | 02 July 2020 | |
| Anatole Investment Management Limited 晨曦投資管理有限公司 | RE | 9 | 12 May 2017 | 01 June 2020 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 11 May 2015 | 02 May 2017 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 11 May 2015 | 02 May 2017 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 31 October 2013 | 08 May 2015 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 09 February 2012 | 12 October 2013 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 15 November 2011 | 12 October 2013 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 15 November 2011 | 12 October 2013 |