SFC Licences of DOWNEY James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Qantex Capital Markets Limited | RE | 2 | 25 March 2013 | 09 August 2013 |
Qantex Capital Markets Limited | RE | 1 | 25 March 2013 | 09 August 2013 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 21 December 2011 | 31 October 2012 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 21 December 2011 | 31 October 2012 |