SFC Licences of LI Jingbo 李景波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Asset Management Limited 華安證券(香港)資產管理有限公司 | RO | 9 | 05 December 2022 | |
| Huaan Securities (Hong Kong) Asset Management Limited 華安證券(香港)資產管理有限公司 | RO | 4 | 05 December 2022 | |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RO | 5 | 17 November 2021 | |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RO | 2 | 17 November 2021 | |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RO | 4 | 17 November 2021 | |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RO | 1 | 17 November 2021 | |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RO | 9 | 10 August 2015 | 30 September 2020 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RO | 4 | 10 August 2015 | 30 September 2020 |