SFC Licences of HO Yuen Lee 何原理

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management (Hong Kong) Limited
RE 1, 4, 5, 9 12 April 2021 17 September 2021
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4, 9 28 December 2011 03 July 2012