SFC Licences of HO Yuen Lee 何原理
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 12 April 2021 | 17 September 2021 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 5 | 12 April 2021 | 17 September 2021 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 12 April 2021 | 17 September 2021 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 12 April 2021 | 17 September 2021 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 9 | 28 December 2011 | 03 July 2012 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 28 December 2011 | 03 July 2012 |