SFC Licences of CHUAN Po-Hua 全柏樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 1 | 10 June 2016 | 11 August 2017 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 29 February 2016 | 11 August 2017 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 19 January 2016 | 11 August 2017 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 19 January 2016 | 10 June 2016 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 06 December 2014 |