SFC Licences of LI Xiaoxiao 李肖肖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 | RO | 2 | 29 April 2020 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 4 | 29 April 2020 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 02 January 2020 | 29 April 2020 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 28 April 2017 | 29 April 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 09 March 2012 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 05 December 2011 | 09 March 2012 |