SFC Licences of HUNG Chi-Tang 洪啟棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 21 November 2019 | 29 November 2019 |
UBS Securities Asia Limited | RE | 1 | 03 September 2018 | 07 September 2018 |
UBS Securities Asia Limited | RE | 2 | 25 September 2013 | 12 April 2016 |
UBS Securities Asia Limited | RE | 1 | 16 December 2011 | 12 April 2016 |