SFC Licences of TSE Samuel Shun Yin 謝淳彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 17 July 2012 | 28 October 2016 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 09 June 2012 |