SFC Licences of LUO Yi 羅怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 | RE | 9 | 20 March 2023 | |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 25 March 2015 |