SFC Licences of ZHANG Yuming 張宇明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 25 June 2013 | 31 March 2014 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 25 January 2013 |