SFC licenceholder AYR076 SHUM Yew Kong, Ryan 沈耀光

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 31 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 15 July 2013
UBS Securities Hong Kong Limited RE [6] (Advising on Corporate Finance) 07 June 2012 18 August 2012