SFC Licences of SHUM Yew Kong, Ryan 沈耀光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 15 July 2013 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 July 2013 | |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 August 2012 |