SFC Licences of CATHELIN Sebastien Philippe Roger
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vontobel Limited 瑞萬通博有限公司 | RO | 2 | 24 January 2020 | 18 January 2021 |
Vontobel Limited 瑞萬通博有限公司 | RE | 1 | 08 November 2019 | 18 January 2021 |
Vontobel Limited 瑞萬通博有限公司 | RE | 2 | 08 November 2019 | 24 January 2020 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 02 March 2015 | 30 July 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 02 March 2015 | 30 July 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 02 February 2015 | 13 February 2015 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 02 February 2015 | 13 February 2015 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 03 January 2012 | 02 April 2012 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 03 January 2012 | 02 April 2012 |