SFC Licences of CATHELIN Sebastien Philippe Roger

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vontobel Limited 瑞萬通博有限公司 RO 2 24 January 2020 18 January 2021
Vontobel Limited 瑞萬通博有限公司 RE 1 08 November 2019 18 January 2021
Vontobel Limited 瑞萬通博有限公司 RE 2 08 November 2019 24 January 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 02 March 2015 30 July 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 02 March 2015 30 July 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 02 February 2015 13 February 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 02 February 2015 13 February 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 03 January 2012 02 April 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 03 January 2012 02 April 2012