SFC Licences of BROOMHEAD Robert Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Seiga Asset Management Limited | RO | 9 | 23 June 2022 | |
| Seiga Asset Management Limited | RE | 9 | 08 February 2021 | 23 June 2022 |
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 | RE | 9 | 25 July 2019 | 31 December 2020 |
| Harbour Capital Management Limited | RE | 9 | 06 January 2012 | 28 June 2019 |