SFC Licences of BROOMHEAD Robert Peter

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Seiga Asset Management Limited
RO 9 23 June 2022
Seiga Asset Management Limited
RE 9 08 February 2021 23 June 2022
HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司
RE 9 25 July 2019 31 December 2020
Harbour Capital Management Limited
RE 9 06 January 2012 28 June 2019