SFC Licences of NISHIMURA Keitaro
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 18 January 2019 | 01 February 2019 |
| UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 16 March 2017 | 25 March 2017 |
| UBS Securities Asia Limited | RE | 1 | 24 March 2016 | 01 April 2016 |
| UBS Securities Asia Limited | RE | 1 | 13 January 2012 | 20 November 2014 |