SFC Licences of CAO Jingmu 曹靖牧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 13 June 2019 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 13 June 2019 | |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 15 November 2018 | 22 February 2019 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 1 | 15 November 2018 | 22 February 2019 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 31 March 2017 | 07 November 2018 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 31 March 2017 | 07 November 2018 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 30 January 2012 | 01 August 2012 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 30 January 2012 | 01 August 2012 |