SFC Licences of TAM Kin Wo 譚健和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Blue Owl Capital HK Limited | RE | 1 | 01 September 2022 | |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 | RE | 4 | 15 April 2019 | 31 July 2022 |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 | RE | 1 | 15 April 2019 | 31 July 2022 |
| Neuberger Berman Asia Limited | RE | 4 | 29 July 2013 | 19 March 2019 |
| Neuberger Berman Asia Limited | RE | 1 | 29 July 2013 | 19 March 2019 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 17 August 2012 | 20 May 2013 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 10 February 2012 | 20 May 2013 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 10 February 2012 | 20 May 2013 |