SFC Licences of HO Wai Kin 何偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Imperium International Securities Limited 帝國國際証券有限公司 | RO | 4 | 18 December 2017 | |
Imperium International Securities Limited 帝國國際証券有限公司 | RO | 2 | 28 June 2016 | |
Imperium International Securities Limited 帝國國際証券有限公司 | RO | 1 | 28 June 2016 | |
Imperium International Asset Management Limited 帝國國際資產管理有限公司 | RO | 5 | 28 June 2016 | |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 2 | 30 April 2013 | 28 June 2016 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 30 April 2013 | 28 June 2016 |
Nerico Brothers Limited | RE | 3 | 14 May 2012 | 15 April 2013 |
Nerico Brothers Limited | RE | 2 | 05 March 2012 | 15 April 2013 |
Nerico Brothers Limited | RE | 1 | 05 March 2012 | 15 April 2013 |