SFC Licences of XIAO Yuan 肖元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 | RO | 2 | 21 October 2020 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 4 | 21 October 2020 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 25 April 2018 | |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 11 January 2018 | 21 October 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 11 January 2018 | 21 October 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 11 January 2018 | 25 April 2018 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 04 June 2015 | 01 June 2017 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 20 February 2012 | 01 June 2017 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 20 February 2012 | 01 June 2017 |