SFC Licences of SHUM Po Yuen 岑寶源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 | RE | 1 | 19 March 2012 | 15 September 2014 |