SFC Licences of LI Shichao 李世超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 | RE | 9 | 01 August 2013 | 31 January 2017 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 22 February 2012 | 25 May 2013 |