SFC Licences of LU Szu-Hsien 呂思嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 December 2022 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 March 2016 | 01 August 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 24 March 2016 | 01 August 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 24 March 2016 | 01 August 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 24 March 2016 | 01 August 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 24 March 2016 | 01 August 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 March 2016 | 01 August 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 06 March 2012 | 14 August 2013 |