SFC Licences of LU Szu-Hsien 呂思嫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 24 March 2016 01 August 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 24 March 2016 01 August 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 24 March 2016 01 August 2022
Morgan Stanley Hong Kong Securities Limited RE 2 24 March 2016 01 August 2022
Morgan Stanley Hong Kong Securities Limited RE 1 24 March 2016 01 August 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 24 March 2016 01 August 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 06 March 2012 14 August 2013