SFC Licences of CHAN Chiu Wai 陳昭偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| C.P. Financial Management Limited 中和資產管理有限公司 | RE | 9 | 22 July 2013 | 31 August 2014 |
| orientiert XYZ Securities Limited | RE | 9 | 07 May 2012 | 06 July 2013 |
| orientiert XYZ Securities Limited | RE | 1 | 21 March 2012 | 06 July 2013 |