SFC Licences of LIU Zhousheng 劉周晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 28 May 2015 | 13 April 2018 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 08 April 2015 | 13 April 2018 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 08 October 2014 | 13 April 2018 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 08 October 2014 | 13 April 2018 |
Vantage Capital Markets HK Limited | RE | 2 | 13 March 2012 | 20 January 2014 |
Vantage Capital Markets HK Limited | RE | 1 | 13 March 2012 | 20 January 2014 |