SFC Licences of THORPE-APPS Mark Winston
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 14 March 2012 | 14 January 2013 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 14 March 2012 | 14 January 2013 |