SFC Licences of REYNOLDS Adam James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 9 | 07 January 2022 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 4 | 07 January 2022 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 23 August 2021 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 23 August 2021 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 23 August 2021 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 07 August 2014 | 21 August 2019 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 07 August 2014 | 21 August 2019 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 07 August 2014 | 21 August 2019 |
| Cambridge Strategy (Asset Management) Asia Limited, The | RO | 4 | 27 April 2012 | 20 December 2013 |
| Cambridge Strategy (Asset Management) Asia Limited, The | RO | 9 | 27 April 2012 | 20 December 2013 |