SFC Licences of LEE Yuen Ting 李婉婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 11 March 2022 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 March 2022 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 16 December 2019 | 28 February 2022 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 December 2019 | 28 February 2022 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 23 March 2012 | 27 November 2019 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 23 March 2012 | 27 November 2019 |