SFC Licences of SHICK David C. Y. 戚志雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bank Julius Baer & Co. Ltd. | 9 | 26 May 2017 | ||
| Bank Julius Baer & Co. Ltd. | 4 | 29 April 2016 | ||
| Bank Julius Baer & Co. Ltd. | 1 | 29 April 2016 | ||
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 1 | 30 March 2012 | 02 August 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 30 March 2012 | 02 August 2012 |