SFC Licences of LAI Ming Him 黎銘謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司	RO	9	21 April 2022
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司	RO	4	21 April 2022
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司	RO	1	21 April 2022
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司	RE	9	18 February 2022	21 April 2022
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司	RE	4	18 February 2022	21 April 2022
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司	RE	1	18 February 2022	21 April 2022
Orient Securities Limited 東方匯財證券有限公司	RO	9	06 September 2019	20 December 2021
Orient Securities Limited 東方匯財證券有限公司	RO	4	18 December 2018	20 December 2021
Orient Securities Limited 東方匯財證券有限公司	RO	1	18 December 2018	20 December 2021
ACU Asset Management Limited	RE	9	15 May 2018	05 December 2018
ACU Securities Limited	RO	4	17 June 2016	05 December 2018
ACU Securities Limited	RO	1	17 June 2016	05 December 2018
ACU Securities Limited	RE	4	11 May 2016	17 June 2016
ACU Securities Limited	RE	1	11 May 2016	17 June 2016
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司	RO	4	15 February 2016	29 March 2016
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司	RO	1	15 February 2016	29 March 2016
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司	RE	1	23 April 2012	15 February 2016
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司	RE	4	23 April 2012	15 February 2016