SFC Licences of HELBO Flemming
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mocean Limited | RO | 1 | 02 May 2023 | |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RO | 9 | 06 April 2022 | 31 December 2022 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RO | 4 | 06 April 2022 | 31 December 2022 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RO | 1 | 17 June 2020 | 31 December 2022 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 1 | 28 May 2020 | 17 June 2020 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 | RO | 1 | 08 May 2017 | 30 November 2019 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 24 May 2012 | 31 October 2014 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 24 May 2012 | 31 October 2014 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 24 May 2012 | 31 October 2014 |