SFC Licences of LONGUET-HIGGINS Philip Jonathan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 June 2013 | 14 September 2015 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 June 2013 | 14 September 2015 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 June 2013 | 14 September 2015 |
GFI (HK) Securities L.L.C. | RE | 1 | 17 April 2012 | 28 February 2013 |
GFI (HK) Securities L.L.C. | RE | 7 | 17 April 2012 | 28 February 2013 |