SFC Licences of VAZQUEZ MARTINEZ Santiago
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 9 | 05 October 2015 | 05 November 2018 |
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 4 | 05 October 2015 | 05 November 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 28 January 2013 | 07 September 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 28 January 2013 | 07 September 2015 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 18 April 2012 | 20 November 2012 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 18 April 2012 | 20 November 2012 |