SFC Licences of GAO Xiaoshan 高小杉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Alpha Elephant Capital Management (Hong Kong) Limited	RO	4	20 September 2023
Alpha Elephant Capital Management (Hong Kong) Limited	RO	9	28 August 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	6	19 August 2022	30 November 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	4	19 August 2022	30 November 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	19 August 2022	30 November 2022
SPDB International Capital Limited 浦銀國際融資有限公司	RE	6	21 June 2016	13 June 2022
SPDB International Capital Limited 浦銀國際融資有限公司	RE	1	21 June 2016	13 June 2022
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	18 June 2015	27 May 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	22 May 2015	27 May 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	22 May 2015	27 May 2016
Cinda International Futures Limited 信達國際期貨有限公司	RE	2	03 July 2012	30 April 2015
Cinda International Securities Limited 信達國際證券有限公司	RE	1	15 May 2012	30 April 2015