SFC Licences of NOGUCHI Kenji
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 12 October 2012 | 09 April 2020 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 12 October 2012 | 09 April 2020 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 6 | 20 July 2012 | 09 April 2020 |