SFC Licences of AU Yip Shing 區業誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 16 May 2013 | 31 August 2022 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 16 May 2013 | 31 August 2022 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 26 April 2012 | 15 November 2012 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 26 April 2012 | 15 November 2012 |