SFC Licences of WU Weimin 吳偉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司	RO	9	31 October 2023
Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司	RO	4	31 October 2023
Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司	RE	4	11 September 2023	31 October 2023
Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司	RE	9	18 August 2023	31 October 2023
Hartford Capital Limited 華普資本有限公司	RO	9	03 January 2022	18 July 2023
Hartford Capital Limited 華普資本有限公司	RE	9	15 January 2020	03 January 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	15 August 2014	14 August 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	4	09 May 2014	08 August 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	09 May 2014	08 August 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	4	12 April 2013	30 April 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	12 April 2013	30 April 2014
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	11 January 2013	29 March 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	16 October 2012	29 March 2013
KGI Wealth Management Limited 凱基財富管理有限公司	RE	1	16 October 2012	29 March 2013
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司	RE	1	02 May 2012	29 March 2013