SFC Licences of NARUSAWA Koh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 October 2018 | 22 January 2019 |
UBS Securities Asia Limited | RE | 1 | 25 August 2017 | 30 August 2017 |
UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 09 June 2017 |
UBS Securities Asia Limited | RE | 1 | 07 April 2016 | 18 April 2016 |
UBS Securities Asia Limited | RE | 1 | 17 September 2015 | 25 September 2015 |
UBS Securities Asia Limited | RE | 1 | 02 March 2015 | 06 March 2015 |
UBS Securities Asia Limited | RE | 2 | 08 May 2012 | 28 January 2015 |
UBS Securities Asia Limited | RE | 1 | 08 May 2012 | 28 January 2015 |