SFC Licences of NARUSAWA Koh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 23 October 2018 22 January 2019
UBS Securities Asia Limited RE 1 25 August 2017 30 August 2017
UBS Securities Asia Limited RE 1 01 June 2017 09 June 2017
UBS Securities Asia Limited RE 1 07 April 2016 18 April 2016
UBS Securities Asia Limited RE 1 17 September 2015 25 September 2015
UBS Securities Asia Limited RE 1 02 March 2015 06 March 2015
UBS Securities Asia Limited RE 2 08 May 2012 28 January 2015
UBS Securities Asia Limited RE 1 08 May 2012 28 January 2015