SFC Licences of IU Ho Yee, Janice 姚皓儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 6 07 June 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 4 07 June 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 1 07 June 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 6 18 May 2022 07 June 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 18 May 2022 07 June 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 18 May 2022 07 June 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 6 25 October 2021 13 May 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 4 25 October 2021 13 May 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 1 25 October 2021 13 May 2022
CCB International Capital Limited 建銀國際金融有限公司 RE 4 23 May 2014 25 October 2021
CCB International Securities Limited 建銀國際證券有限公司 RE 1 14 January 2014 12 May 2015
CCB International Capital Limited 建銀國際金融有限公司 RE 6 19 December 2013 25 October 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 1 19 December 2013 25 October 2021
Greater China Strategic Capital Limited 中華策略資本有限公司 RE 6 14 May 2012 08 December 2013