SFC Licences of LUK Esther Wan Ki 陸允奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 23 March 2015 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 March 2015 | 02 October 2017 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 10 May 2012 | 13 March 2015 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 10 May 2012 | 13 March 2015 |