SFC Licences of DUNHAM Guy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 05 December 2013 | 18 December 2013 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 05 December 2013 | 18 December 2013 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 08 October 2012 | 22 October 2012 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 08 October 2012 | 22 October 2012 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 08 October 2012 | 22 October 2012 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 08 October 2012 | 22 October 2012 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 25 May 2012 | 08 June 2012 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 25 May 2012 | 08 June 2012 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 25 May 2012 | 08 June 2012 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 25 May 2012 | 08 June 2012 |