SFC Licences of SIU Tak Kuen 蕭德權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 26 November 2015 | 26 April 2016 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 29 May 2015 | 26 April 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 29 July 2013 | 15 May 2015 |