SFC Licences of YU Ka Yan, Tricia 余嘉欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 15 March 2013 | 31 May 2017 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 5 | 15 March 2013 | 17 February 2015 |
NNIP Hong Kong Limited | RE | 9 | 10 July 2012 | 18 January 2013 |
NNIP Hong Kong Limited | RE | 4 | 10 July 2012 | 18 January 2013 |
NNIP Hong Kong Limited | RE | 1 | 10 July 2012 | 18 January 2013 |