SFC Licences of YU Ka Yan, Tricia 余嘉欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 15 March 2013 31 May 2017
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 15 March 2013 17 February 2015
NNIP Hong Kong Limited RE 9 10 July 2012 18 January 2013
NNIP Hong Kong Limited RE 4 10 July 2012 18 January 2013
NNIP Hong Kong Limited RE 1 10 July 2012 18 January 2013