SFC Licences of JONES Mark Dean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wells Fargo Securities Asia Limited | RO | 9 | 02 March 2018 | 31 August 2018 |
Wells Fargo Securities Asia Limited | RO | 6 | 02 March 2018 | 31 August 2018 |
Wells Fargo Securities Asia Limited | RO | 4 | 16 July 2014 | 10 December 2018 |
Wells Fargo Securities Asia Limited | RO | 1 | 16 July 2014 | 10 December 2018 |