SFC Licences of LIN Xiao 林梟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Inforesight Investment Limited 明澗投資有限公司 | RE | 9 | 09 June 2020 | 29 February 2024 |
| Aspen Capital Management (HK) Limited 柏楊資本管理有限公司 | RO | 9 | 15 February 2018 | 01 March 2020 |
| Pine River Capital Management (HK) Limited | RE | 9 | 26 August 2016 | 31 July 2017 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 26 June 2012 | 18 June 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 June 2012 | 18 June 2016 |